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411	Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols to Add EDGA Exchange, Inc. and EDGX Exchange, Inc., each as a Party The Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-28 14:46:04 United States United States Securities and Exchange Commission 73rd United States Congress Direct Edge NYSE Euronext Securities Exchange Act International Securities Exchange Chicago Stock Exchange NYSE Arca Economy of the United States Self-regulatory organizations United States securities law
412	SR-EDGA[removed]Page 14 of 19 EXHIBIT 5 Additions underlined Deletions [bracketed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-11 09:00:55 Direct Edge Market maker Market liquidity Order Financial markets Stock market NYSE Arca
413	SR-ISE[removed]Date Submitted: November 7, 2008 Page 89 of 189 Exhibit 5-E Text of proposed Agreement; redacted language is noted as [Redacted-Business Confidential]. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-12 11:34:22 International Securities Exchange Investment Business law Corporations law Legal entities Direct Edge Limited liability company Securities Exchange Act Goldman Sachs Types of business entity Business Law
414	SR-EDGA[removed]Page 32 of 42 Exhibit 5 Additions are underlined Deletions are [bracketed] EDGA Exchange, Inc. Fee Schedule – Effective August 5[1], 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-09 06:48:57 Direct Edge NYSE Arca Market liquidity Order Finance Financial system Financial markets Stock market Financial economics
415	SR-ISE[removed]Date Submitted: November 7, 2008 Page 43 of 189 Exhibit 5-A Text of the proposed rule change (Additions are underlined; deletions are in [brackets].) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-12 11:33:29 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Economy of the United States Business Direct Edge Limited liability company Financial Industry Regulatory Authority Financial economics United States securities law Stock market Self-regulatory organizations
416	SR-EDGX[removed]Exhibit 5K Page 495 of 496 Exhibit 5K Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-12 13:05:35 Self-regulatory organizations Economy of the United States Financial system United States United States securities law Direct Edge Securities Exchange Act
417	Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-23 10:08:04 United States Direct Edge Securities Exchange Act Chicago Stock Exchange International Securities Exchange NASDAQ U.S. Securities and Exchange Commission Financial Industry Regulatory Authority New York Stock Exchange Economy of the United States Self-regulatory organizations United States securities law
418	Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-18 10:15:59 Euronext Deutsche Börse New York City New York Stock Exchange NYSE Arca Direct Edge Securities Exchange Act OTE Financial services NYSE Euronext Economy of the United States International Securities Exchange
419	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-25 15:18:32 Economy of New York City NASDAQ Securities Exchange Act Direct Edge Philadelphia Stock Exchange International Securities Exchange Financial Industry Regulatory Authority Chicago Stock Exchange OMX Self-regulatory organizations Economy of the United States United States securities law
420	Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-17 14:11:24 Euronext Deutsche Börse New York Stock Exchange NYSE Arca New York City Direct Edge OTE Securities Exchange Act Financial services NYSE Euronext Economy of the United States International Securities Exchange

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